The Broker's Hub

Weekend Reading For Financial Planners (November 15–16)

Enjoy the current installment of "Weekend Reading For Financial Planners" – this week's edition kicks off with the news that a recent study commissioned by Morgan Stanley demonstrated that investors with a financial plan are more confident in their ability to meet their future goals, which in turn makes them more likely to avoid overreactingRead More... The post Weekend Reading For Financial Planners (November 15–16) first appeared on Kitces.com.

AI Compliance: Applying Existing SEC Regulatory Frameworks To Fast-Moving Technologies

Given that the pace of technological change is often swift, regulatory bodies often struggle to keep regulations up to date amidst a rapidly changing landscape. In the past couple years, the rapid increase in investment adviser use of Artificial Intelligence (AI)-powered tools has presented a challenge to regulators in attempting to ensure (among other priorities)Read More... The post AI Compliance: Applying Existing SEC Regulatory Frameworks To Fast-Moving Technologies first appeared on Kitces.com.

Hiring A Director Of Talent To Shape The Development Of Next Generation Advisors (And The Lead Advisors Who Train Them): #FASuccess Ep 464 With Katie Calagui

Welcome everyone! Welcome to the 464th episode of the Financial Advisor Success Podcast! My guest on today's podcast is Katie Calagui. Katie is the owner of Katie Calagui Consulting, a coaching and consulting firm that works with financial planning firm executives and leadership teams. What's unique about Katie, though, is how she supports firms inRead More... The post Hiring A Director Of Talent To Shape The Development Of Next Generation Advisors (And The Lead Advisors Who Train Them): #FASuccess Ep 464 With Katie Calagui first appeared on Kitces.com. Click the icon below to listen.

Ways Advisors Can Optimize For AI Search With A Marketing Strategy Refresh

Content marketing has long been a popular way for financial advisors to attract clients, given its ability to enhance Search Engine Optimization (SEO), increase traffic to the advisor's website, and ultimately lead to more inbound leads (without necessarily incurring a significant hard-dollar outlay). However, with consumers increasingly turning to Artificial Intelligence (AI)-powered tools to findRead More... The post Ways Advisors Can Optimize For AI Search With A Marketing Strategy Refresh first appeared on Kitces.com.

Weekend Reading For Financial Planners (November 22–23)

Enjoy the current installment of "Weekend Reading For Financial Planners" – this week's edition kicks off with the news that the Securities and Exchange Commission (SEC) this week released its list of examination priorities for 2026, which includes a combination of focus areas from previous years (e.g., RIAs' use of emerging technologies, data security, adviser-brokerRead More... The post Weekend Reading For Financial Planners (November 22–23) first appeared on Kitces.com.

Making The Sell-Or-Keep Decision When You Hit A $260M AUM Wall: #FASuccess Ep 465 With Todd Pisarczyk

Welcome everyone! Welcome to the 465th episode of the Financial Advisor Success Podcast! My guest on today's podcast is Todd Pisarczyk. Todd is the founder of Momentous Wealth Management, an RIA based in Vancouver, Washington, that oversees approximately $400 million in assets under management for 400 client households. What's unique about Todd, though, is howRead More... The post Making The Sell-Or-Keep Decision When You Hit A $260M AUM Wall: #FASuccess Ep 465 With Todd Pisarczyk first appeared on Kitces.com.

Delegate Your Least-Favorite Work By Hiring Your Opposite (Not Your Mini-me)

Hiring a new employee brings the promise of delegation and an increase to the hiring advisor's individual capacity. Yet despite the promise that hiring offers, many firms struggle to see a meaningful lift from new team members. What often appears to be an onboarding issue – slow ramp-up, mismatched expectations, or underperformance – is moreRead More... The post Delegate Your Least-Favorite Work By Hiring Your Opposite (Not Your Mini-me) first appeared on Kitces.com.

Addressing Clients’ Cognitive Decline: Regulatory Responsibilities And Measures To Mitigate Risk

Financial advisors have a fiduciary duty to their clients, meaning that they must take the client's interests into account when making recommendations and acting on their behalf. Usually, fulfilling that duty involves listening to the client to understand their wishes and acting accordingly to ensure those wishes are carried out. However, the situation becomes moreRead More... The post Addressing Clients’ Cognitive Decline: Regulatory Responsibilities And Measures To Mitigate Risk first appeared on Kitces.com.

Helping Retired Clients To Actually Start Spending And Enjoying Their Money: Kitces & Carl Ep 178

Entering retirement often signals a profound shift in an individual's philosophy, time, and goals. This new chapter is a culmination of decades of diligent labor and saving – and for many, it brings excitement and newfound freedom. However, for some retirees, their diligence in saving makes it difficult to transition into a phase of lifeRead More... The post Helping Retired Clients To Actually Start Spending And Enjoying Their Money: Kitces & Carl Ep 178 first appeared on Kitces.com.

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🌙 The Risk of Trading During Low-Liquidity Hours (and Why It Destroys Stops)

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Day 5: Scalping Gold the Smart Way — A Practical Live Market Breakdown (With Real Trades)

These stocks could land big profits from filling Big Tech’s critical water needs

Charlie Garcia responds to readers concerned about the scarcity of ultrapure water and the Japanese stocks that provide it.

Tilray’s stock takes off on hope that cannabis will soon be treated more like steroids than heroin

Tilray’s stock, and shares of other cannabis companies, soared after reports provided investors hope that President Trump would move to have marijuana reclassified as a much less dangerous drug than it is now.

Here’s how much money Heisman Trophy finalists Mendoza, Pavia and Love made from NIL deals this season

The Heisman Trophy award may not come with a cash prize, but these finalists have already scored millions through their name, image and likeness deals.

🧭 Outcome Attachment — When You Care Too Much About This One Trade

📉 Fiscal Stability — Why Government Budget Health Shapes Currency Strength